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DOL Fiduciary Rule

Some See Challenges, We See Opportunities!TM


NAFA MEMBER ALERT: Monday, February 6, 2017 - CLICK HERE!

The Annuity & Life Source, Inc. Has Officially Filed an Application for Financial Institution Status Under the New Fiduciary Ruling

The Annuity & Life Source, Inc., is one of a select group of independent marketing organizations (IMO) that has filed to obtain this status. If approved as an FI, this designation would allow independent insurance agents to sell commission-based insurance and financial products under the Labor Department's Best Interest Contract Exemption (BICE).

Implementation of this rule, and helping advisors that work with The Annuity & Life Source, Inc., navigate these new regulations, has been and continues to remain one of our agency’s top priorities. New regulations will include increased documentation, and risk assessment, as part of your client appointments. Get access to our exclusive Needs Assessment when you download the E-Book here to ensure you’re on the path to compliance in the post DOL world.

The resources you receive when you download the E-Book are designed to meet new compliance standards outlined by the Department of Labor.

Please take a moment to watch our video and learn how our organization has prepared for the DOL Fiduciary Rule and what the new rule will require of you.

Request Needs Assessment & Solution Workbook!

Video Instructions for using our Ebook:


DOL Reference Guide
BICE or 84-24


DOL Overview Flyer
What it means to you!

DOL Overview - What it means to you!

ADVISOR FIDUCIARY
LIFE CYCLE